CUSIP No. H17182108
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13G
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Page 2 of 6 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Vertex Pharmaceuticals Incorporated (“Vertex US”) |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
0 |
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6.
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SHARED VOTING POWER
5,380,940 (1) |
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7.
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SOLE DISPOSITIVE POWER
0 |
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8.
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SHARED DISPOSITIVE POWER
5,380,940 (1) |
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,380,940 (1) |
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.1% (2) |
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12.
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TYPE OF REPORTING PERSON (see instructions)
CO |
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(1) Amount consists of 5,380,940 Common Shares held by Vertex Europe. Vertex US may be deemed to have beneficial ownership over such shares since Vertex Europe is an indirect
wholly-owned subsidiary of Vertex US.
(2) The ownership percentage has been calculated on the basis of 55,189,370 Common Shares outstanding as of November 20, 2019, as reported in CRISPR Therapeutics AG’s (the
“Company”) Prospectus Supplement on Form 424B5 (the “Prospectus”), filed with the Securities and Exchange Commission on November 21, 2019, and 4,250,000 additional Common Shares issued by the Company as announced in the Prospectus.
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CUSIP No. H17182108
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13G
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Page 3 of 6 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Vertex Pharmaceuticals (Europe) Limited (“Vertex Europe”) |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
England and Wales |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
0 |
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6.
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SHARED VOTING POWER
5,380,940 |
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7.
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SOLE DISPOSITIVE POWER
0 |
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8.
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SHARED DISPOSITIVE POWER
5,380,940 |
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,380,940 |
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.1% (1) |
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12.
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TYPE OF REPORTING PERSON (see instructions)
OO |
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(1) The ownership percentage has been calculated on the basis of 55,189,370 Common Shares outstanding as of November 20, 2019, as reported in the Prospectus, and 4,250,000
additional Common Shares issued by the Company as announced in the Prospectus.
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CUSIP No. H17182108
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13G
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Page 4 of 6 Pages
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(a)
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Name of Issuer
CRISPR THERAPEUTICS AG |
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(b)
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Address of Issuer’s Principal Executive Offices
Baarerstrasse 14 6300 Zug, Switzerland
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(a)
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Name of Person Filing
Vertex Pharmaceuticals Incorporated |
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(b)
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Address of the Principal Office or, if none, residence
50 Northern Avenue Boston, Massachusetts 02210
(617) 341-6100
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(c)
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Citizenship
Massachusetts, United States |
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(d)
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Title of Class of Securities
Common Shares, par value CHF 0.03 per share |
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(e)
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CUSIP Number
H17182108 |
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. H17182108
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13G
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Page 5 of 6 Pages
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(a)
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Amount beneficially owned: 5,380,940
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(b)
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Percent of class: 9.1%
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(c)
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Number of shares as to which the person has: 5,380,940
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(i)
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Sole power to vote or to direct the vote: 0
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(ii)
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Shared power to vote or to direct the vote: 5,380,940
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(iii)
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Sole power to dispose or to direct the disposition of: 0
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(iv)
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Shared power to dispose or to direct the disposition of: 5,380,940
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CUSIP No. H17182108
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13G
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Page 6 of 6 Pages
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VERTEX PHARMACEUTICALS INCORPORATED
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/s/ Michael Parini | |
Michael Parini
EVP, Chief Legal and Administrative Officer
November 26, 2019
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VERTEX PHARMACEUTICALS (EUROPE) LIMITED
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/s/ Klas Holmlund | |
Klas Holmlund
Director
November 26, 2019
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