*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
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CUSIP No. H17182 108
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1
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NAMES OF REPORTING PERSONS
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Bayer Global Investments B.V.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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The Netherlands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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4,319,717
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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4,319,717
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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4,319,717
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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7.2%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. H17182 108
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||||||
1
|
NAMES OF REPORTING PERSONS
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bayer AG
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
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(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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2(e)
☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Germany
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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4,319,717
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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4,319,717
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||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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4,319,717
|
|
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|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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|
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||
7.2%
|
|
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Trade Date
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Shares Sold
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Weighted Average
Price Per Share ($) |
2019-12-18
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40,000*
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65.75
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2019-12-19
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35,945*
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64.39
|
2019-12-23
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102,579
|
68.02
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2019-12-24
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47,517
|
67.20
|
2019-12-26
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147,400
|
66.33
|
2019-12-27
|
102,564
|
66.29
|
2019-12-30
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113,755
|
62.25
|
2019-12-31
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115,800
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61.82
|
2020-01-02
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179,310
|
59.27
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2020-01-03
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132,600
|
59.27
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2020-01-06
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91,987
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59.67
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2020-01-07
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95,027
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60.28
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2020-01-08
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184,546
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62.27
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Exhibit
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Title
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|||||
Exhibit A
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Information concerning the Company’s executive officers and directors.
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||||
Exhibit B
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Information concerning the Owner’s executive officers and directors.
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Exhibit H
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Joint Filing Agreement, dated January 10, 2020 among the Reporting Persons.
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/s/ Patrick Lennaerts on behalf of Bayer Global Investments B.V.
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01/10/2020
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** Signature of Reporting Person
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Date
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/s/ Martina Völkel, M. Völkel, CFI - Head of LATAM on behalf of Bayer AG
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|
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01/10/2020
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** Signature of Reporting Person
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Date
|
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/s/ Martin Eisenhauer, M. Eisenhauer, Senior Counsel on behalf of Bayer AG
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01/10/2020
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** Signature of Reporting Person
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Date
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Name and Business Address
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Country of Citizenship
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Present Principal Occupation or Employment
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Patrick Lennaerts
Bayer Global Investments B.V.
Energieweg 1
3641 RT Mijdrecht
Netherlands
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the Netherlands
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Managing Director of Bayer Global Investments B.V., Bayer World Investments B.V., Bayer B.V., Bayer Capital Corporation B.V., Bayer Solution B.V., Biogenetic Technologies B.V.,
Bayer Netherlands B.V., Bayer New TK M3970 Min I B.V., Bayer New ZA M3743 Min I B.V., Bayer Seeds B.V., and Berlipharm B.V.
Member of the Board of Bayer Medical Care B.V., and Bayer SA-NV
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Peter van Oostrum
Bayer Global Investments B.V.
Energieweg 1
3641 RT Mijdrecht
Netherlands
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the Netherlands
|
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Director of Bayer Global Investments B.V., Bayer World Investments B.V., Bayer Netherlands B.V. and Bayer Capital Corporation B.V.
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|
||||
Name and Business Address
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Country of Citizenship
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Present Principal Occupation or Employment
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Werner Baumann
Bayer AG
Kaiser-Wilhelm-Allee
51368 Leverkusen
Germany
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Germany
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CEO Bayer AG
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Liam Condon
Bayer AG
Alfred-Nobel Str. 50
40789 Monheim am Rhein
Germany
|
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Ireland
|
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Member of the Board of Management Bayer AG
President Crop Science Division
Responsible for Animal Health Business Unit
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Wolfgang Nickl
Bayer AG
Kaiser-Wilhelm-Allee
51368 Leverkusen
Germany
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Germany
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Member of the Board of Management Bayer AG
Responsible for Finance (CFO) and for the region North America
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Stefan Oelrich
Bayer AG
Kaiser-Wilhelm-Allee
51368 Leverkusen
Germany
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Germany
|
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Member of the Board of Management Bayer AG
Head of the Pharmaceuticals Division and responsible for region Latin America
|
Heiko Schipper
Bayer AG
Kaiser-Wilhelm-Allee
51368 Leverkusen
Germany
Bernd-Peter Bier
Bayer AG
Kaiser-Wilhelm-Allee
51368 Leverkusen
Germany
|
the Netherlands
Germany
|
Member of the Board of Management Bayer AG
President Consumer Health Division
Head of Group Finance
Bayer AG
|
||
Gabriel Harnier
Bayer AG
Kaiser-Wilhelm-Allee
51368 Leverkusen
Germany
|
|
Germany
|
|
General Counsel
Bayer AG
|
BAYER GLOBAL INVESTMENTS B.V.
|
|
By: /s/ Patrick Lennaerts
|
|
Name: Patrick Lennaerts
Title: Managing Director
|
|
BAYER AG
|
|
By: /s/ Martina Völkel
|
|
Name: Martina Völkel
Title: CFI, Head of LATAM
|
|
By: /s/ Martin Eisenhauer
|
|
Name: Martin Eisenhauer
Title: Senior Counsel
|